8058527684
There are hundreds of articles you can read on line about pricing, software, 3'rd party applications, platforms, etc. but no where will you find how broker dealer custodians terminate contracts.
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About
Assisting the RIA in ways other advisors do not. Delving deep into the under belly of contracts and termination.
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Welcome
Schwab's Termination Protocol
Same Day
Schwab starts the termination with a phone call from a corporate attorney. Followed up by a fax perhaps an email. The RIA is told the decision has been made, it is not negotiable, and irreversible. Then the RIA is told letters will be going out to each and every one of the RIA's clients. I have attached sample letters to terminated advisors on this page.
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Contact Me
223 East Thousand Oaks Blvd Suite 215
Thousand Oaks, Ca. 91320
8058527684